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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-11-19 |
| FL | RA | APPROVED | 2009-10-05 |
Branch Locations
28100 Us Hwy 19 N Ste 400, Clearwater, FL 33761 • United States
2623 Mccormick Dr., Ste. 103, Clearwater, FL 33759-1046 • United States
Clearwater, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Clearwater | FL | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Clearwater | FL | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Clearwater | FL | 03/2020 | Present |
Business Ownership; Michael James Carboni LLC; Owner of LLC to pay expenses for Ameriprise practice expenses; LLC set up to pay for expenses for Ameriprise practice activities; 1946 Promenade Way, , Clearwater, FL, 33760; Not Investment-Related; 03/10/2021; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Office Rent Received from Ameriprise Advisor; Ameriprise Independent Contractor - Financial Advisor will rent office space at my current office location; 2623 McCormick Drive Suite 103, , Clearwater, FL, 33759; Not Investment-Related; 04/01/2021; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-22 |
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