Bert B Adams

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-03-02
TX	RA	APPROVED	2003-07-01

CO RA
APPROVED

Since 2023-03-02
TX RA
APPROVED

Since 2003-07-01

Branch Locations

Lake City, CO • United States

17 Cowboys Way Ste 500, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Plano	TX	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Plano	TX	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Plano, TX
11/2016 → Present

Wells Fargo Clearing Services, Llc

Plano, TX

Previous Registrations

1998-06-30 → 2003-07-01

Prudential Equity Group, Llc

Plano, TX

Other Businesses

RENTAL PROPERTY; INV. RELATED; MT. CRESTED BUTTE,CO; 100% OWNERSHIP; START DATE 02/09/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-08-27
S63	Uniform Securities Agent State Law Examination	1994-07-05

S65 Uniform Investment Adviser Law Examination

1998-08-27
S63 Uniform Securities Agent State Law Examination

1994-07-05

Other Names

Bert Bee Adams

View on SEC IAPD