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Mitchell James Ross

Ubs Financial Services Inc.

Redbank, NJ

New York, NY

Oceanport, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2012-04-02
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2012-04-02

Branch Locations

140 Broad Street, Redbank, NJ 07701 • United States

1285 Avenue Of The Americas 20Th Floor, New York, NY 10171 • United States

Oceanport, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Weehawken NJ 04/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-29
S63 Uniform Securities Agent State Law Examination 1994-10-26
  • S65 Uniform Investment Adviser Law Examination
    2005-09-29
  • S63 Uniform Securities Agent State Law Examination
    1994-10-26
Other Names
  • Mitch James Ross

View on SEC IAPD

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