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Janice Jim

Goldman Sachs Wealth Services, L.P.

Newport Beach, CA

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Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-23
CA RA APPROVED 2000-12-04
  • TX RA
    APPROVED_RES
    Since 2022-01-23
  • CA RA
    APPROVED
    Since 2000-12-04

Branch Locations

4000 Macarthur Blvd 10Th Floor, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company. L.P./Mercer Allied Irvine CA 08/1999 01/2021
Goldman Sachs & Co. Llc New York NY 01/2021 Present
  • 08/1999 → 01/2021
    The Ayco Company. L.P./Mercer Allied
    Irvine, CA
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-12
S63 Uniform Securities Agent State Law Examination 1998-11-19
  • S65 Uniform Investment Adviser Law Examination
    2000-06-12
  • S63 Uniform Securities Agent State Law Examination
    1998-11-19

View on SEC IAPD

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