Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-09-15
NE RA APPROVED 2014-09-12
  • TX RA
    APPROVED_RES
    Since 2014-09-15
  • NE RA
    APPROVED
    Since 2014-09-12

Branch Locations

6003 Old Cheney Rd Ste 200, Lincoln, NE 68516 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lincoln NE 09/2014 11/2016
Wells Fargo Clearing Services, Llc Lincoln NE 11/2016 Present
Previous Registrations
Other Businesses

FARM, NON-INV RELATED, DENTON NE, 100% OWNERSHIP WITH SPOUSE, HOURS: 10 HRS PER MONTH - 0 DURING TRADING, DUTIES:FARMING; SHOEMAKER MILLER REAL ESTATE LLC, NOT INV RELATED, LINCOLN, NB, 50% OWNERSHIP WITH SPOUSE, START 3/1/2017, 4 HOURS PER MONTH, ZERO DURING TRADING, PASS THRU FOR REAL ESTATE HOLDINGS OF GOOD VIS LLC.; TRUSTEE FOR FATHER'S TRUST, INV RELATED, LINCOLN, NE, START: 1/20/2012, LESS THAN 1 HR/MONTH, LESS THAN 1 HR DURING TRADING. CLEAR SKY FLYERS, LLC, NOT INVT RELATED, LINCOLN, NE, 50% OWNERSHIP, START DATE 2/1/2022, 6 HRS PER MONTH, 0 HRS DURING TADING, PARTIAL OWNER OF PLANE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-10
S63 Uniform Securities Agent State Law Examination 1994-07-25
  • S65 Uniform Investment Adviser Law Examination
    1998-07-10
  • S63 Uniform Securities Agent State Law Examination
    1994-07-25

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lincoln, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor