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John D Baka

Virtus Investment Advisers, LLC

Aurora, IL

Hartford, CT

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Current Employers
Virtus Investment Advisers, Llc

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-11-19
  • CT RA
    APPROVED
    Since 2018-11-19

Branch Locations

Aurora, IL • United States

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ridgeworth Distributors Llc Atlanta GA 03/2011 06/2017
Ridgeworth Capital Management, Inc. Atlanta GA 03/2011 06/2017
Vp Distributors Llc Aurora IL 06/2017 Present
Vp Distributors Llc Aurora IL 06/2017 Present
  • 03/2011 → 06/2017
    Ridgeworth Distributors Llc
    Atlanta, GA
  • 03/2011 → 06/2017
    Ridgeworth Capital Management, Inc.
    Atlanta, GA
  • 06/2017 → Present
    Vp Distributors Llc
    Aurora, IL
  • 06/2017 → Present
    Vp Distributors Llc
    Aurora, IL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-03-27
S65 Uniform Investment Adviser Law Examination 2000-05-30
  • S63 Uniform Securities Agent State Law Examination
    2009-03-27
  • S65 Uniform Investment Adviser Law Examination
    2000-05-30
Other Names
  • John David Baka

View on SEC IAPD

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