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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-11-23
IL RA APPROVED 2005-09-30
  • TX RA
    APPROVED_RES
    Since 2009-11-23
  • IL RA
    APPROVED
    Since 2005-09-30

Branch Locations

Kewanee, IL • United States

105 S Main St, Princeton, IL 61356 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc Kewanee WI 07/2002 Present
Other Businesses

KEWANEE COMMUNITY FIRE DEPARTMENT POSITION: Trustee NATURE: Fire Department INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2024 ADDRESS: 120 W 8th Street, Kewanee IL 61443, United States DESCRIPTION: Developing and filing of the general annual audit. Creating and filing of the general annual tax appropriations for the district. Creating and filing of the general tax levy for the district. Creating the general budget for department operations. Oversee general operations and advise the fire chief as needed. Review and authorize monthly bills including capital items as presented.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-01
S63 Uniform Securities Agent State Law Examination 1994-06-23
  • S66 Uniform Combined State Law Examination
    2005-07-01
  • S63 Uniform Securities Agent State Law Examination
    1994-06-23

View on SEC IAPD

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