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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-13 |
Branch Locations
14241 Dallas Parkway Suite 1200, Dallas, TX 75254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc. | Dallas | TX | 07/2000 | 04/2022 |
| Mml Investors Services, Llc | Springfield | MA | 05/2022 | Present |
| Massmutual Life Insurance Company | Springfield | MA | 05/2022 | Present |
| Unemployed | Flower Mound | TX | 04/2022 | 05/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-13 |
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