Jerrie Kay Carli

Current Employers

Employment History

• 05/2000 → 10/2017
  National Planning Corp
  Carlsbad, CA
• 08/2016 → Present
  Financial Focus, Llc
  Carlsbad, CA
• 10/2017 → 06/2024
  Securities America, Inc.
  Carlsbad, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Carlsbad, CA
• 09/1994 → Present
  Jerrie Carli, Sole Proprietor
  Carlsbad, CA

Previous Registrations

• 2000-06-13 → 2017-10-26
  National Planning Corporation
  Carlsbad, CA
  Carlsbad, CA
• 2000-01-12 → 2016-09-22
  Financial Focus
  Carlsbad, CA

Other Businesses

1) Paraplanner Position: Paraplanner Nature: An employee of Financial Focus, LLC. Title - Paraplanner Investment Related: Yes Hours: 140 Securities Trading Hours: 140 StartDate: 02/24/1999 Address: 1917 Palomar Oaks Way, Ste 130, Carlsbad CA 92008 2) Jerrie Carli - Agent Position: Agent Nature: Fixed Insurance Agent (Disability, Life, Long TermCare, Annuities) Investment Related: No Hours: 3 Securities Trading Hours: 3 Start Date: 09/12/1994 Address: 1917 Palomar Oaks Way, Ste 130, Carlsbad CA 92008 3) FinancialFocus LLC Outside RIA Position: advisor Nature: Investment Advisor Representative Investment Related: Yes Hours: 17 Securities Trading Hours: 17 Start Date: 08/03/2016Address: 1917 Palomar Oaks Way, Ste 130, Carlsbad CA 92008 4) Osaic Wealth, Inc.; Yes; Carlsbad, CA; Broker Dealer; Registered Representative; 06/2024; 20/ hrs mo; 20/ hrs mo

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-30
• S63 Uniform Securities Agent State Law Examination
  1997-05-05

Other Names

• Jerrie Kay Corey
• Jerrie Kay Grippin