Inactive

Thomas Edward Durkin

Main Street Financial Solutions, LLC

Claim This Profile

Current Employers

Main Street Financial Solutions, Llc

104 Pheasant Run Suite 103, Newtown, PA 18940 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-02-28

PA RA
APPROVED

Since 2024-02-28

Branch Locations

104 Pheasant Run Suite 103, Newtown, PA 18940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Philadelphia	PA	01/2015	05/2023
Main Street Financial Solutions, Llc.	Newtown	PA	07/2023	Present

01/2015 → 05/2023

Ubs Financial Services Inc.

Philadelphia, PA
07/2023 → Present

Main Street Financial Solutions, Llc.

Newtown, PA

Previous Registrations

2015-01-29 → 2023-07-10

Ubs Financial Services Inc.

Newtown, PA

Philadelphia, PA

Northfield, NJ

Philadelphia, PA

Conshohocken, PA
2010-06-18 → 2015-01-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Philadelphia, PA

New York, NY

Blue Bell, PA

Wayne, PA

Philadelphia, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-27
S63	Uniform Securities Agent State Law Examination	1994-10-05

S65 Uniform Investment Adviser Law Examination

1994-10-27
S63 Uniform Securities Agent State Law Examination

1994-10-05

Other Names

Thomas E Durkin
Ted Durkin

View on SEC IAPD

More in Newtown, PA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor