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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-09-24 |
| TX | RA | APPROVED_RES | 2021-09-10 |
| HI | RA | APPROVED | 2021-07-21 |
| NY | RA | APPROVED | 2021-06-16 |
| NJ | RA | APPROVED | 2015-12-22 |
Branch Locations
16000 Los Gatos Boulevard, Los Gatos, CA 95032 • United States
225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Los Gatos | CA | 12/2015 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2016 | Present |
2.Stand-up Comedian; Not Investment related; Entertainment; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Sep 2018; During business hours: 0; After business hours: 4; Stand-up Comedian
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-28 |
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