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Margaret Mary Denver

Ubs Financial Services Inc.

Greenwich, CT

Bronxville, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-27
CT RA APPROVED 2009-03-03
  • NY RA
    APPROVED
    Since 2024-03-27
  • CT RA
    APPROVED
    Since 2009-03-03

Branch Locations

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

Bronxville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Greenwich CT 02/2009 Present
Previous Registrations
Other Businesses

Yoga Haven / 91 Montgomery Street Scarsdale,ny 10583 / No/ Privately Held / USD / No / No / / Start Date 5/1/2017/ 42856 /

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-06
S63 Uniform Securities Agent State Law Examination 1994-08-29
  • S65 Uniform Investment Adviser Law Examination
    2002-09-06
  • S63 Uniform Securities Agent State Law Examination
    1994-08-29
Other Names
  • Margaret M Denver

View on SEC IAPD

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