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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2026-06-10 |
| WI | RA | APPROVED | 2025-12-16 |
| FL | RA | APPROVED | 2020-07-16 |
| SD | RA | APPROVED | 2020-01-08 |
| SC | RA | APPROVED | 2019-11-06 |
| MN | RA | APPROVED | 2019-01-16 |
| MD | RA | APPROVED | 2013-05-14 |
| OH | RA | APPROVED | 2013-05-13 |
| TX | RA | APPROVED | 2013-05-13 |
Branch Locations
1700 Technology Drive Ne Suite 100, Willmar, MN 56201 • United States
One Financial Way, Cincinnati, OH 45242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sig Securities, Llc | Dallas | TX | 11/2002 | Present |
| Sig Advisors, Llc | Dallas | TX | 07/2003 | Present |
| Ohio National Financial Services | Cincinnati | OH | 02/2012 | Present |
| The O. N. Equity Sales Company | Cincinnati | OH | 05/2013 | Present |
1)ORRED FINANCIAL PARTNERS; INVESTMENT RELATED; 2015 1st Street S, Suite 113 WILLMAR MN 56201; INDEPENDENT INSURANCE AGENT REPRESENTING VARIOUS CARRIERS; START DATE 1994 LIFE INS, 2002 ON FA; 80 HRS/MONTH; 5 HRS/WK DURING TRADING HOURS; LIFE, ANNUITIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-01 |
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