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437 Newman Springs Road, Lincroft, NJ 07738 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2015-06-09 |
Branch Locations
437 Newman Springs Road, Lincroft, NJ 07738 • United States
Eden Prairie, MN • United States
3500 American Boulevard West, Suite 450, Bloomington, MN 55431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sevenhills Benefit Partners | St. Paul | MN | 05/2012 | 12/2017 |
| Capfinancial Securities, Llc | Raleigh | NC | 05/2015 | 09/2017 |
| World Investment Advisors, Llc | Santa Barbara | CA | 05/2015 | Present |
| Pensionmark Securities, Llc | St. Paul | MN | 09/2017 | Present |
| Sevenhills Cleveland Benefit Partners | Bloomington | MN | 01/2018 | 05/2022 |
| World Investments, Inc. | Bloomington | MN | 10/2025 | Present |
1. TB Financial, LLC; Investment Related; 18442 Schroers Farm Rd. Eden Prairie, MN 55347; Formed for Tax Purposes only; Owner; 5/1/2022; 8 hours per month; 8 hours during trading hours; This LLC is not being held out to the public and is for tax purposes only for my Advisory business. 2. Non-Variable Insurance Sales; Investment Related; 3500 American Boulevard West, Suite 450, Bloomington, MN 55431; Non-Variable Insurance and Annuities; Insurance Agent; 11/7/2005; 0 hours per month; 0 hours during trading hours; Sales & Service of non-variable insurance and annuities. I'm not currently selling but may do so in the future.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-17 |
| S66 | Uniform Combined State Law Examination | 2012-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-21 |
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