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Peter Lloyd Rukeyser

Ubs Financial Services Inc.

Greenwich, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-13
IA RA APPROVED 2024-05-13
CT RA APPROVED 2020-08-03
TX RA APPROVED 2009-02-23
  • CA RA
    APPROVED
    Since 2024-05-13
  • IA RA
    APPROVED
    Since 2024-05-13
  • CT RA
    APPROVED
    Since 2020-08-03
  • TX RA
    APPROVED
    Since 2009-02-23

Branch Locations

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 02/2009 Present
Previous Registrations
  • 1996-05-22 → 2009-02-25
    Morgan Stanley & Co. Llc
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-21
S63 Uniform Securities Agent State Law Examination 1995-08-23
  • S65 Uniform Investment Adviser Law Examination
    1995-09-21
  • S63 Uniform Securities Agent State Law Examination
    1995-08-23

View on SEC IAPD

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