John Sherrill Sloop

Current Employers

Employment History

• 09/2015 → 08/2026
  Lpl Financial Llc
  Rock Hill, SC
• 09/2015 → 08/2026
  Independent Advisor Alliance, Llc
  Rock Hill, SC
• 08/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2003 → Present
  Palmetto Investment Consultants, Llc
  Rock Hill, SC
• 08/2005 → Present
  Jss Ii, Llc
  Rock Hill, SC
• 07/2001 → Present
  John S Sloop Jr Inc. Llc
  Rock Hill, SC
• 12/2025 → Present
  Sandlron, Llc
  Nashville, TN

Previous Registrations

• 2015-09-15 → 2026-08-12
  Independent Advisor Alliance, Llc
  Rock Hill, SC
• 2019-03-07 → 2020-10-06
  Lpl Financial Llc
  Rock Hill, SC
  Rock Hill, SC
  San Diego, CA
• 2003-09-10 → 2015-09-16
  Cetera Wealth Services, Llc
  Rock Hill, SC

Other Businesses

1. NAME OF OTHER BUSINESS: PALMETTO INVESTMENT CONSULTANTS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2003 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: JSS II, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE BUILDING START DATE: 08/2005 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: MANAGING DIRECTOR OF LLC WHICH OWNS MY OFFICE BUILDING 3. NAME OF OTHER BUSINESS: JOHN S SLOOP JR INC. LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DORMANT LLC START DATE: 07/2001 POSITION/TITLE/RELATIONSHIP: MANAGING DIRECTOR APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: I DO NOT USE THIS LLC BUT IT IS STILLL IN GOOD STANDING. JUST NO ACTIVITY THROUGH IT. 4. NAME OF OTHER BUSINESS: JOHN SLOOP – NOTARY PUBLIC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NOTARY START DATE: 09/2015 POSITION/TITLE/RELATIONSHIP: PRESDIENT / SELF APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: NOTARY PUBLIC-FOR EXISTING CLIENT RELATED SECURITIES/INSURANCE/WEALTH MANAGEMENT RELATED SERVICES ONLY ASSOCIATED WITH MY VOCATION 5. NAME OF OTHER BUSINESS: SANDLRON, LLC INVESTMENT RELATED: NO ADDRESS: 948 31 ST AVE NORTH NASHVILLE, TN 37209 NATURE OF BUSINESS: MUSIC START DATE: 12/2025 POSITION/TITLE/RELATIONSHIP: OFFICER APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SILENT PARTNER IN SUPPORT OF MUSIC VENTURES

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-12-04

Designations

Other Names

• John Sherrill Sloop