John Colby Haley

Current Employers

Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2026-03-03

WA RA
APPROVED

Since 2026-03-03

Branch Locations

Seattle, WA • United States

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Duncan & Haley, Ltd	Seattle	WA	12/1998	03/2026
Creative Planning, Llc	Overland Park	KS	03/2026	Present

12/1998 → 03/2026

Duncan & Haley, Ltd

Seattle, WA
03/2026 → Present

Creative Planning, Llc

Overland Park, KS

Previous Registrations

2024-03-01 → 2026-03-30

Duncan & Haley, Ltd.

Seattle, WA
2016-05-23 → 2023-12-31

Duncan & Haley, Ltd.

Seattle, WA
2001-05-30 → 2014-09-15

Duncan & Haley, Ltd.

Seattle, WA
1999-01-13 → 2014-07-10

Lpl Financial Llc

Seattle, WA

Bellevue, WA

Other Businesses

1. Start 2/7/2002 - NON-VARIABLE INSURANCE DBA - DUNCAN & HALEY, LTD. - SEATTLE, WA; 5 hours / month; 0 hours / month during securities trading hours. 2. Start 1/1/2024 - Vacation home rental properties - 2 units; Seattle, WA; 10 hours / month; 0 hours / month during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-11-19
S63	Uniform Securities Agent State Law Examination	1994-06-07

S65 Uniform Investment Adviser Law Examination

1997-11-19
S63 Uniform Securities Agent State Law Examination

1994-06-07

Other Names

John C Haley

View on SEC IAPD