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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-04-22
  • CA RA
    APPROVED
    Since 2014-04-22

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

West Bloomfield, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Los Angeles CA 12/2015 01/2021
American Funds Los Angeles CA 01/2021 Present
  • 12/2015 → 01/2021
    American Funds
    Los Angeles, CA
  • 01/2021 → Present
    American Funds
    Los Angeles, CA
Previous Registrations
Other Businesses

G TEN LLC POSITION: Co-owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/29/2020 ADDRESS: West Bloomfield, MI 48322, United States DESCRIPTION: Partnering with my brother to purchase a commercial building to rent out. I will not be involved in the day to day operations of managing this property. GUMMA BROTHERS INVESTMENT GROUP POSITION: Co-Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2016 ADDRESS: West Bloomfield MI 48322, United States DESCRIPTION: None -- own an investment rental property in Detroit, MI.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-04
S63 Uniform Securities Agent State Law Examination 1994-10-31
  • S66 Uniform Combined State Law Examination
    2007-05-04
  • S63 Uniform Securities Agent State Law Examination
    1994-10-31

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