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Shane Bueno

LPl Financial LLC

Spring, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-02
TX RA APPROVED 2012-07-19
  • CA RA
    APPROVED
    Since 2025-04-02
  • TX RA
    APPROVED
    Since 2012-07-19

Branch Locations

Spring, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Cypress TX 12/2005 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-17
S63 Uniform Securities Agent State Law Examination 1998-02-18
  • S65 Uniform Investment Adviser Law Examination
    2004-05-17
  • S63 Uniform Securities Agent State Law Examination
    1998-02-18

View on SEC IAPD

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