Gregg William Nelsen

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-07-10

NC RA
APPROVED

Since 2025-07-10

Branch Locations

Waxhaw, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cadaret, Grant & Co., Inc.	Waxhaw	NC	01/1995	Present
Nelsen Financial	Waxhaw	NC	11/2002	Present
Lpl Financial Llc	Waxhaw	NC	07/2025	Present

01/1995 → Present

Cadaret, Grant & Co., Inc.

Waxhaw, NC
11/2002 → Present

Nelsen Financial

Waxhaw, NC
07/2025 → Present

Lpl Financial Llc

Waxhaw, NC

Previous Registrations

1998-01-05 → 2025-07-10

Cadaret, Grant & Co., Inc.

Waxhaw, NC

Syracuse, NY

Syracuse, NY

Syracuse, NY

Syracuse, NY

Syracuse, NY

Syracuse, NY

Other Businesses

INSURANCE SALES, START 1994, INVESTMENT RELATED, 30-40% OF TIME DEVOTED TO ACTIVITY, SELL LIFE, LONG TERM CARE, DISABILITY AND FIXED ANNUITY PRODUCTS WITH VARIOUS COMPANIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-10-13
S63	Uniform Securities Agent State Law Examination	1994-06-21

S65 Uniform Investment Adviser Law Examination

2011-10-13
S63 Uniform Securities Agent State Law Examination

1994-06-21

Other Names

Gregg William Nelsen

View on SEC IAPD