Best Investors Account Sign in

Charles John Paviolitis

Nomura Investment Management Business Trust

St Petersberg, FL

Philadelphia, PA

Claim This Profile
Current Employers
Nomura Investment Management Business Trust

610 Market Street, Philadelphia, PA 19106 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-04-20
PA RA APPROVED 2020-04-20
  • FL RA
    APPROVED
    Since 2020-04-20
  • PA RA
    APPROVED
    Since 2020-04-20

Branch Locations

St Petersberg, FL • United States

610 Market Street, L7, Philadelphia, PA 19106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delaware Investments Philadelphia PA 01/2010 Present
Macquarie Investment Management Business Trust Philadelphia PA 04/2020 Present
Nomura Capital Management Llc Jacksonville FL 06/2026 Present
  • 01/2010 → Present
    Delaware Investments
    Philadelphia, PA
  • 04/2020 → Present
    Macquarie Investment Management Business Trust
    Philadelphia, PA
  • 06/2026 → Present
    Nomura Capital Management Llc
    Jacksonville, FL
Previous Registrations
  • 2010-07-13 → 2020-04-20
    Delaware Capital Management Advisers, Inc
    Philadelphia, PA
  • 2007-03-30 → 2009-12-17
    Lincoln Financial Distributors, Inc.
    St. Petersburg, FL
    Great Falls, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-08
S63 Uniform Securities Agent State Law Examination 1997-08-15
  • S65 Uniform Investment Adviser Law Examination
    2006-09-08
  • S63 Uniform Securities Agent State Law Examination
    1997-08-15

View on SEC IAPD

More in St Petersberg, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor