Derek Malone Louch

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2003-07-01
TX	RA	APPROVED_RES	2003-07-01

AL RA
APPROVED

Since 2003-07-01
TX RA
APPROVED_RES

Since 2003-07-01

Branch Locations

41 W I-65 Service Road N Ste 220, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Mobile	AL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Mobile	AL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Mobile, AL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Mobile, AL

Previous Registrations

1996-04-17 → 2003-07-01

Prudential Equity Group, Llc

Mobile, AL

Other Businesses

RENTAL PROPERTY; INV RELATED; SARALAND, AL; 100% OWNERSHIP WITH SPOUSE; START 2/5/2008; 0 HR/MO; 0 DURING TRADING. TIMBER PROPERTY; INV RELATED; CATHERINE, AL; 100% OWNERSHIP WITH SPOUSE; START: 10/29/2024; 1 HOUR A MONTH; 0 HOURS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-01-19
S63	Uniform Securities Agent State Law Examination	1995-12-22

S65 Uniform Investment Adviser Law Examination

1996-01-19
S63 Uniform Securities Agent State Law Examination

1995-12-22

Designations

View on SEC IAPD