Thomas K Arbeznik

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-08-20
TX	RA	APPROVED_RES	2018-08-19
OH	RA	APPROVED	2018-08-17

FL RA
APPROVED

Since 2018-08-20
TX RA
APPROVED_RES

Since 2018-08-19
OH RA
APPROVED

Since 2018-08-17

Branch Locations

200 Public Square Ste 1650, Cleveland, OH 44114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Cleveland	OH	06/2008	08/2018
Morgan Stanley Smith Barney	Cleveland	OH	06/2009	08/2018
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	08/2018
Robert W Baird & Co., Incorporated	Cleveland	OH	08/2018	Present

06/2008 → 08/2018

Citigroup Global Markets Inc.

Cleveland, OH
06/2009 → 08/2018

Morgan Stanley Smith Barney

Cleveland, OH
01/2015 → 08/2018

Morgan Stanley Private Bank, National Association

New York, NY
08/2018 → Present

Robert W Baird & Co., Incorporated

Cleveland, OH

Previous Registrations

2009-06-01 → 2018-08-20

Morgan Stanley

Cleveland, OH
2008-06-09 → 2009-06-01

Citigroup Global Markets Inc.

Cleveland, OH
2004-06-21 → 2008-06-20

Ubs Financial Services Inc.

Cleveland, OH

Cleveland, OH
2000-04-11 → 2004-06-28

Wells Fargo Clearing Services, Llc

Cleveland, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-08-26
S63	Uniform Securities Agent State Law Examination	1994-08-10

S65 Uniform Investment Adviser Law Examination

1994-08-26
S63 Uniform Securities Agent State Law Examination

1994-08-10