Derek Brian Moore

Current Employers

Employment History

• 01/2014 → 05/2024
  Zega Financial, Llc
  Ellicot City, MD
• 06/2024 → Present
  Zega Investments
  Palm Beach Gardens, FL

Previous Registrations

• 2014-01-07 → 2024-12-31
  Zega Financial, Llc
  Scottsdale, AZ
  Palm Beach Gardens, FL
• 2013-01-15 → 2013-12-17
  Reilly Financial Advisors
  La Mesa, CA
• 2011-02-15 → 2012-05-08
  Td Ameritrade, Inc.
  Draper, UT
• 2011-02-15 → 2012-05-08
  Td Ameritrade Investment Management, Llc
  Scottsdale, AL
• 2005-02-18 → 2009-04-08
  Td Ameritrade Investment Management, Llc
  Scottsdale, AZ
• 2005-05-18 → 2005-12-14
  Ameritrade Advisory Services Llc
  Scottsdale, AZ

Other Businesses

1) GRAND CANYON UNIVERSITY, NOT INVESTMENT-RELATED, 3300 W. CAMELBACK RD. PHOENIX, AZ 85017, NATURE OF BUSINESS: UNIVERSITY, POSITION: ADJUNCT PROFESSOR, START DATE-12/2017, 4 HOURS WORKED PER MONTH, 0 HOURS WORKED DURING SECURITIES TRADING HOURS. 2) GRAYHAWK COMMUNITY ASSOCIATE, NOT INVESTMENT-RELATED, 7940 E. THOMPSON PEAK PKWY, STE. 102, SCOTTSDALE, AZ 85255, NATURE OF BUSINESS: COMMUNITY ASSOCIATION, POSITION: VOLUNTEER BOARD MEMBER/TREASURER, START DATE: 04/2019. 4 HOURS WORKED PER MONTH, 0 HOURS WORKED DURING SECURITIES TRADING HOURS. 3) BROKEN PIE CHART LLC, NOT INVESTMENT-RELATED. DEREK CURRENTLY ROUTES HIS BROKEN PIE CHART BOOK REVENUE THROUGH THE BROKEN PIT LLC FOR THE BROKEN PIE CHART PODCAST, WHICH DOESN'T GENERATE REVENUE. NATURE OF BUSINESS: PODCAST. POSITION HELD: PRINCIPAL MEMBER. HOURS WORKED PER MONTH: WEEKLY PODCASTS PUBLISHED. 4) EFFORTLESS PUBLIC SPEAKING, NOT INVESTMENT-RLEATED. NATURE OF BUSINESS: BOOK THAT DEREK PUBLISHED IN 2022. DEREK RECEIVES ROYALTIES. POSITION HELD: CO-AUTHOR. HOURS WORKED PER MONTH: 0.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-05-28
• S63 Uniform Securities Agent State Law Examination
  1994-07-07