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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-21 |
| NC | RA | APPROVED | 2009-07-27 |
Branch Locations
1500 N Bridge St, Elkin, NC 28621 • United States
701 S Main St, King, NC 27021 • United States
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
301 E Main St, Yadkinville, NC 27055 • United States
3171 Peters Creek Pkwy, Winston Salem, NC 27127 • United States
100 S State St, Lexington, NC 27292 • United States
1899 Us Hwy 421, Wilkesboro, NC 28697 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Winston-Salem | NC | 06/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Winston-Salem | NC | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-08 |
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