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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2017-01-11
  • SC RA
    APPROVED
    Since 2017-01-11

Branch Locations

Tampa, FL • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 03/2007 Present
Previous Registrations
  • 2006-07-12 → 2007-03-19
    Invest Financial Corporation
    Appleton, WI
  • 2004-03-15 → 2006-06-19
    Gunnallen Financial, Inc
    Tampa, FL
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-21
  • S66 Uniform Combined State Law Examination
    2003-08-21

View on SEC IAPD

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