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Phillip Defranco

Heartland Northeast LLC

Staten Island, NY

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Current Employers
Heartland Northeast Llc

Staten Island, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-02-24
  • NY RA
    APPROVED
    Since 2025-02-24

Branch Locations

Staten Island, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northeast Advocacy Network, Inc. Staten Island NY 03/2017 Present
Kornett, Inc. Staten Island NY 01/2005 03/2017
Managing Member And Chief Compliance Officer Staten Island NY 12/2024 Present
  • 03/2017 → Present
    Northeast Advocacy Network, Inc.
    Staten Island, NY
  • 01/2005 → 03/2017
    Kornett, Inc.
    Staten Island, NY
  • 12/2024 → Present
    Managing Member And Chief Compliance Officer
    Staten Island, NY
Previous Registrations
Other Businesses

-licensed insurance agent and owner of Northeast Advocacy Network Inc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-14
  • S65 Uniform Investment Adviser Law Examination
    2024-09-14

View on SEC IAPD

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