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1255 Treat Boulevard Suite 300, Walnut Creek, CA 94597 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2017-07-18 |
Branch Locations
1255 Treat Boulevard Suite 300, Walnut Creek, CA 94597 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Law Office Of Joan Grimes | Walnut Creek | CA | 01/2012 | 05/2018 |
| 361 Financial Planning, Inc. | Walnut Creek | CA | 05/2016 | Present |
| University Of Notre Dame | Notre Dame | IN | 01/2020 | Present |
| Law Office Of Joan Grimes | Walnut Creek | CA | 03/2021 | 06/2022 |
| 360 Estate Planning, Inc. | Walnut Creek | CA | 06/2022 | Present |
1. UNIVERSITY OF NOTRE DAME. NON-INVESTMENT RELATED. GRACE HALL, NOTRE DAME, IN 46556. UNIVERSITY. PART-TIME ADMISSIONS OFFICER. STARTING 03/2020. TIME SPENT PER MONTH: 5 HOURS. HOURS DURING SECURITIES TRADING HOURS: 0. DUTIES: ADMISSIONS-RELATED FUNCTIONS. 2. 360 ESTATE PLANNING, INC. D/B/A JOHNSON LAW & TAX. NON-INVESTMENT RELATED. 1255 TREAT BLVD, SUITE 300, WALNUT CREEK, CA 94597. TAX & ACCOUNTING SERVICES, LEGAL SERVICES AND LICENSED TO SELL INSURANCE PRODUCTS. PRESIDENT, MANAGING ATTORNEY, AND INSURANCE BROKER. STARTING 06/2022. TIME SPENT PER MONTH: 80 HOURS. HOURS DURING SECURITIES TRADING HOURS: 0 DUTIES: LEGAL, TAX , ACCOUNTING SERVICES, AND RECOMMENDATION OF INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-04-30 |
| S65 | Uniform Investment Adviser Law Examination | 1998-09-21 |
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