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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2017-12-15 |
Branch Locations
35 Braintree Hill Office Park Suite 204, Braintree, MA 02043 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc | Palm Beach Gardens | FL | 09/2015 | 12/2017 |
| Capital Analyst | Braintree | MA | 12/2017 | Present |
| Lincoln Investment | Fort Washington | PA | 12/2017 | Present |
TRIPLE V, INC., DBA MARSHALL WEALTH MANAGEMENT POSITION: Agent NATURE: Life Insurance, LTC and Fixed Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 12/01/2017 ADDRESS: 52 Accord Park Drive, 3rd Floor, Norwell MA 02061, United States DESCRIPTION: Work with clients to find out their protection needs and use insurance products to satisfy those needs. Also service those accounts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-24 |
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