Jason Michael Smith

Current Employers

Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2021-12-22
TX	RA	APPROVED_RES	2021-12-20

NE RA
APPROVED

Since 2021-12-22
TX RA
APPROVED_RES

Since 2021-12-20

Branch Locations

12925 W Dodge Rd., Omaha, NE 68154 • United States

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Omaha, NE • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Tagge Rutherford Financial Group	Elkhorn	NE	06/1996	01/2018
Cetera Advisors Llc	El Segundo	CA	01/2013	01/2018
Lockton Companies, Llc	Omaha	NE	01/2018	12/2021
Lockton Financial Advisors, Llc	Omaha	NE	01/2018	12/2021
Lockton Investment Advisors	Omaha	NE	01/2018	12/2021
Creative Planning, Llc	Overland Park	KS	12/2021	Present

06/1996 → 01/2018

Tagge Rutherford Financial Group

Elkhorn, NE
01/2013 → 01/2018

Cetera Advisors Llc

El Segundo, CA
01/2018 → 12/2021

Lockton Companies, Llc

Omaha, NE
01/2018 → 12/2021

Lockton Financial Advisors, Llc

Omaha, NE
01/2018 → 12/2021

Lockton Investment Advisors

Omaha, NE
12/2021 → Present

Creative Planning, Llc

Overland Park, KS

Previous Registrations

2018-02-16 → 2021-12-17

Lockton Investment Advisors, Llc

Omaha, NE

Overland Park, KS
2010-12-01 → 2018-02-08

Creative Planning Institutional Advisors, Llc

Omaha, NE
2006-06-23 → 2010-11-26

Cetera Advisors Llc

Omaha, NE
2002-03-21 → 2006-06-23

Osaic Wealth, Inc.

Omaha, NE

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-06-30

S63 Uniform Securities Agent State Law Examination

1995-06-30

Designations

View on SEC IAPD