Jonathan A. Schwartz

J.P. Morgan Securities LLC

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2023-11-27
TX	RA	APPROVED_RES	2023-11-27

IL RA
APPROVED

Since 2023-11-27
TX RA
APPROVED_RES

Since 2023-11-27

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bluebird Pearson Llc	Chicago	IL	12/2014	11/2023
Jpmorgan Chase Bank, Na	Chicago	IL	11/2023	Present
Jpmorgan Securities Llc	Chicago	IL	11/2023	Present

12/2014 → 11/2023

Bluebird Pearson Llc

Chicago, IL
11/2023 → Present

Jpmorgan Chase Bank, Na

Chicago, IL
11/2023 → Present

Jpmorgan Securities Llc

Chicago, IL

Previous Registrations

2015-04-10 → 2023-12-15

Bluebird Pearson Llc

Chicago, IL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2023-10-27
S65	Uniform Investment Adviser Law Examination	2015-02-19

S63 Uniform Securities Agent State Law Examination

2023-10-27
S65 Uniform Investment Adviser Law Examination

2015-02-19

Other Names

Jonathan A Schwartz
Jonathan Aaron Schwartz

View on SEC IAPD

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