Phillip Robert Cheney

Current Employers

Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2018-02-15

RI RA
APPROVED

Since 2018-02-15

Branch Locations

East Sandwich, MA • United States

One Federal Street 19Th Floor, Boston, MA 02110 • UNITED STATES

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Norwell	MA	01/2010	12/2017
Unemployed	East Sandwich	MA	12/2017	02/2018
Moors & Cabot Inc	Norwell	MA	02/2018	Present

01/2010 → 12/2017

Rbc Capital Markets, Llc

Norwell, MA
12/2017 → 02/2018

Unemployed

East Sandwich, MA
02/2018 → Present

Moors & Cabot Inc

Norwell, MA

Previous Registrations

2005-02-16 → 2017-12-26

Rbc Capital Markets, Llc

Norwell, MA

Yarmouth Port, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-02-14
S63	Uniform Securities Agent State Law Examination	1994-06-24

S65 Uniform Investment Adviser Law Examination

2005-02-14
S63 Uniform Securities Agent State Law Examination

1994-06-24