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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-12-05
  • PA RA
    APPROVED
    Since 2016-12-05

Branch Locations

501 Grant Street, Suite 250, Pittsburgh, PA 15219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allegheny Investments Pittsburgh PA 04/2013 12/2016
Infinex Investments, Inc. Meriden CT 12/2016 Present
First Commonwealth Pittsburgh PA 12/2016 Present
  • 04/2013 → 12/2016
    Pittsburgh, PA
  • 12/2016 → Present
    Infinex Investments, Inc.
    Meriden, CT
  • 12/2016 → Present
    First Commonwealth
    Pittsburgh, PA
Previous Registrations
Other Businesses

1.) SIMPSON MCCRADY LLC, INSURANCE BROKER SINCE 4/15/2013 APPROX. 20 HR/MONTH ANNUAL COMP TBD 2.) First Commonwealth Bank Trust Division. Yes, investment related. Approx 8 hours per month during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-04
S63 Uniform Securities Agent State Law Examination 1994-11-08
  • S65 Uniform Investment Adviser Law Examination
    2012-12-04
  • S63 Uniform Securities Agent State Law Examination
    1994-11-08

View on SEC IAPD

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