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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-19 |
Branch Locations
3530 Camino Del Rio N Suite 206, San Diego, CA 92108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Carlsbad | CA | 09/2003 | 12/2016 |
| Securities America Advisors, Inc. | Carlsbad | CA | 09/2003 | 12/2016 |
| Woodbury Financial Services Inc | Carlsbad | CA | 12/2016 | 01/2024 |
| Osaic Wealth, Inc. | Carlsbad | CA | 01/2024 | Present |
1. RESOURCE ONE POSITION: President NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 03/01/1992 ADDRESS: 6411 Ruby Way, Carlsbad CA 92011, United States DESCRIPTION: Sell Life, Health, LTD and LTC insurance 2. RESOURCE ONE POSITION: President NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 03/01/1992 ADDRESS: 6411 Ruby Way, Carlsbad CA 92011, United States DESCRIPTION: Financial Advice and Planning
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-24 |
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