Gregory Myron Stevens

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2012-02-14
TX	RA	APPROVED	2012-02-10

OH RA
APPROVED

Since 2012-02-14
TX RA
APPROVED

Since 2012-02-10

Branch Locations

3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States

West Chester, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Miamisburg	OH	02/2012	Present

02/2012 → Present

Ubs Financial Services Inc.

Miamisburg, OH

Previous Registrations

1997-01-07 → 2012-02-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dayton, OH

Miamisburg, OH

Other Businesses

Cavemancooking.com, LLC / United States / 7259 Country Club ln, West Chester, Ohio 45069 / Partnership / Sport & Leisure Facilities / To own personal firearm accessories for Greg Stevens / Nothing other than storing and maintaining the physical property owned by the LLC / Proprietor / owner / Even though I created the LLC for the sole purpose of owning some personal firearm accessories it required designating me as the primary individual responsible for everything / Investment in Company?: YES; 100% / Start Date 3/2/2016 /

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-08-24
S63	Uniform Securities Agent State Law Examination	1994-07-15

S65 Uniform Investment Adviser Law Examination

1994-08-24
S63 Uniform Securities Agent State Law Examination

1994-07-15

Other Names

Gregory M Stevens
Greg Stevens

View on SEC IAPD