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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-01
  • NY RA
    APPROVED
    Since 2024-05-01

Branch Locations

58 South Service Road Suite 310, Melville, NY 11747 • United States

130 Lebrun Avenue, Amityville, NY 11701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Donald Hehir And Associates Smithtown NY 05/2010 04/2024
Commonwealth Financial Network Waltham MA 05/2010 04/2024
Ubs Financial Services Inc. Melville NY 05/2024 Present
Previous Registrations
Other Businesses

1. Fixed insurance sales, as of 2011, conducted at branch location, investment related. /// 2. DRSnow, Inc., owner of private entity created to operate fixed insurance business, as of 05/01/2011, 0% of time spent during business hours, not conducted at branch location, investment related. /// 3. 73 Clocks Blvd LLC; officer; as of August, 2013, 0% of time spent during business hours, not investment related; not conducted at branch /// 4. DRSnow Strategic Services, LLC; owner; entity owns and operates real estate and holds intellectual property patent; as of April, 2015; 0% of time spent during business hours, not conducted at branch; not investment related. /// 5. Manager of real estate holding company, 111A Ontario Avenue, LLC, as of October, 2016, 0% of time spent during business hours, Not investment related and not conducted from branch location. /// 6. Bookkeeping and Organizational Services provided under DRSnow Strategic Services; As of 01/18/2018; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Not investment related. /// 7. R.A.S. 73 Family Trust; Trustee of family trust; United States; 11701; Trustee for family trust; Start date- 11/26/2025 /// 8. R.A.S. Family Trust; Trustee of family trust; United States; 11701; Trustee for family trust; Start date- 11/26/2025 /// 9. R.A.S. Second Family Trust; Trustee of family trust; United States; 11701; Trustee for family trust; Start date- 11/26/2025 /// 10. V.S.S. Family Trust; Trustee of family trust; United States; 11701; Trustee for family trust; Start date- 11/26/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-10
  • S66 Uniform Combined State Law Examination
    2005-11-10

View on SEC IAPD

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