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1100 Sw Sixth Avenue, Portland, OR 97204 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments Institutional Services Company, Inc. | Irving | TX | 04/1999 | 01/2021 |
| Stancorp Equities | Portland | OR | 01/2021 | Present |
1) Standard Retirement Services; not investment-related; 1100 SW Sixth Ave., Portland, OR 97204; retirement plan recordkeeper; relationship manager; 2) Mansfield Independent School District; not investment-related; game day worker for high school athletics; start Aug 2026; 4-6 hrs/mo; not during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-04 |
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