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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-02-25
TX RA APPROVED_RES 2013-02-06
  • GA RA
    APPROVED
    Since 2026-02-25
  • TX RA
    APPROVED_RES
    Since 2013-02-06

Branch Locations

3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States

100 Federal St Pbig - Boston Private Wealth Ctr, Boston, MA 02110 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Naples FL 03/2000 Present
  • 03/2000 → Present
    Merrill Lynch
    Naples, FL
Other Businesses

I AM SECTY/TREAS OF THE AUTO NANNY INC. WHICH IS AN ABSENTEE OWNER AUTOMOTIVE CARE SERVICE BUSINESS OWNED BY MY SPOUSE. I TAKE CARE OF THE BOOKS FOR THE CORP WHICH TAKES 4 HRS/MO.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-09-29
S65 Uniform Investment Adviser Law Examination 1997-09-16
  • S63 Uniform Securities Agent State Law Examination
    2011-09-29
  • S65 Uniform Investment Adviser Law Examination
    1997-09-16
Other Names
  • Lenore Marie Spiker

View on SEC IAPD

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