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Thein Dan Khin

Ameriprise Financial Services, LLC

Mclean, VA

Lorton, VA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-07-12
DC RA APPROVED 1995-02-28
VA RA APPROVED 1994-09-21
  • TX RA
    APPROVED_RES
    Since 2012-07-12
  • DC RA
    APPROVED
    Since 1995-02-28
  • VA RA
    APPROVED
    Since 1994-09-21

Branch Locations

8401 Greensboro Dr Ste 230, Mclean, VA 22102-3598 • United States

Lorton, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Vienna VA 05/1994 03/2020
Ameriprise Financial Services, Inc. Falls Church VA 09/2005 03/2020
Ameriprise Financial Services, Llc Falls Church VA 03/2020 Present
  • 05/1994 → 03/2020
    Ameriprise Financial Services, Inc.
    Vienna, VA
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Falls Church, VA
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Falls Church, VA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-07-29
S65 Uniform Investment Adviser Law Examination 1994-07-27
  • S63 Uniform Securities Agent State Law Examination
    1994-07-29
  • S65 Uniform Investment Adviser Law Examination
    1994-07-27

View on SEC IAPD

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