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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-28 |
| FL | RA | APPROVED | 2019-01-07 |
| UT | RA | APPROVED | 2019-01-07 |
| NC | RA | APPROVED | 2019-01-04 |
| SC | RA | APPROVED | 2019-01-04 |
| MI | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Boston | MA | 08/1996 | 11/2018 |
| Royal Alliance Associates, Inc. | Brighton | MI | 11/2018 | Present |
1)MICHIGAN FINANCIAL COMPANIES POSITION: Financial Planner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/1996 ADDRESS: 4823 Kenicott Trail, Brighton MI 48114 DESCRIPTION: Sales/Marketing of securities, investment advisory and insurance products. 2)FIXED INSURANCE POSITION: agent NATURE: corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/1996 ADDRESS: 4823 Kenicott Trail, Brighton MI 48114 DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance. 3)GREENFIELD POINTE HOMEOWNER'S ASSOCIATION POSITION: President NATURE: Homeowner's Association INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/07/2021 ADDRESS: 4823 Kenicott Trail, Brighton MI 48114 DESCRIPTION: Set agenda for subdivision quarterly meetings, communicate with residents and assist with financial monitoring.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-27 |
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