Barbara Luis

Current Employers

Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2015-04-29

FL RA
APPROVED

Since 2015-04-29

Branch Locations

Miami Beach, FL • United States

600 Brickell Avenue Suite 2400, Miami, FL 33131 • United States

328 Crandon Blvd Suite 101, Key Biscayne, FL 33149 • United States

50 South Lasalle, Chicago, IL 60603 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Northern Trust Securities, Inc.	Miami	FL	10/2001	Present

10/2001 → Present

Northern Trust Securities, Inc.

Miami, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-12
S63	Uniform Securities Agent State Law Examination	1994-06-30

S66 Uniform Combined State Law Examination

2015-03-12
S63 Uniform Securities Agent State Law Examination

1994-06-30

View on SEC IAPD

Current Employers

Northern Trust Securities, Inc.

Disclosures

Employment History

Exams

Reviews