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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-08 |
Branch Locations
12222 Wilshire Blvd Unit 401, Los Angeles, CA 90025 • United States
2029 Century Park East Suite 800, Los Angeles, CA 90067 • United States
2000 Avenue Of The Stars Suite 110, Los Angeles, CA 90067 • United States
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-03 |
Branch Locations
2029 Cenury Park E Ste 800, Los Angeles, CA 90067 • United States
Los Angeles, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comerica Securities, Inc. | Los Angeles | CA | 03/2015 | 11/2023 |
| Ameriprise Financial Services, Llc | Los Angeles | CA | 11/2023 | Present |
| Fifth Third Securities | Los Angeles | CA | 07/2026 | Present |
Independent Insurance Brokering; John Hancock; 10/15/2021; Universal Life, Whole Life / Lincoln; 10/15/2021; Universal Life, Whole Life. Outside Employment; Comerica bank; I am employed by Comerica Bank; Comerica Bank; 2029 Century park East, Ste. 800, Los Angeles, CA, 90067; Investment-Related; 03/23/2015; 20 to 39 hours per month; 10 to 19 during trading hours. Other Business Activities; Maestro Money Market System; Maestro is the money market trading system for multiple money market sweep accounts and ICS cash management which is an FDIC account. We use this account for high net worth clients with big cash positions at Comerica. These accounts are not associated with Ameriprise.; 2029 Century Park E, Ste. 800, Los Angeles, CA, 90067; Investment-Related; 10/02/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-06 |
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