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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-08
  • CA RA
    APPROVED
    Since 2026-07-08

Branch Locations

12222 Wilshire Blvd Unit 401, Los Angeles, CA 90025 • United States

2029 Century Park East Suite 800, Los Angeles, CA 90067 • United States

2000 Avenue Of The Stars Suite 110, Los Angeles, CA 90067 • United States

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-03
  • CA RA
    APPROVED
    Since 2023-11-03

Branch Locations

2029 Cenury Park E Ste 800, Los Angeles, CA 90067 • United States

Los Angeles, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Comerica Securities, Inc. Los Angeles CA 03/2015 11/2023
Ameriprise Financial Services, Llc Los Angeles CA 11/2023 Present
Fifth Third Securities Los Angeles CA 07/2026 Present
  • 03/2015 → 11/2023
    Comerica Securities, Inc.
    Los Angeles, CA
  • 11/2023 → Present
    Los Angeles, CA
  • 07/2026 → Present
    Fifth Third Securities
    Los Angeles, CA
Previous Registrations
Other Businesses

Independent Insurance Brokering; John Hancock; 10/15/2021; Universal Life, Whole Life / Lincoln; 10/15/2021; Universal Life, Whole Life. Outside Employment; Comerica bank; I am employed by Comerica Bank; Comerica Bank; 2029 Century park East, Ste. 800, Los Angeles, CA, 90067; Investment-Related; 03/23/2015; 20 to 39 hours per month; 10 to 19 during trading hours. Other Business Activities; Maestro Money Market System; Maestro is the money market trading system for multiple money market sweep accounts and ICS cash management which is an FDIC account. We use this account for high net worth clients with big cash positions at Comerica. These accounts are not associated with Ameriprise.; 2029 Century Park E, Ste. 800, Los Angeles, CA, 90067; Investment-Related; 10/02/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-09
S63 Uniform Securities Agent State Law Examination 1994-07-06
  • S65 Uniform Investment Adviser Law Examination
    2001-12-09
  • S63 Uniform Securities Agent State Law Examination
    1994-07-06
Other Names
  • Robert Louis Nagy
  • Bob Nagy
  • Robert Louis Nagy
  • Robert L Nagy

View on SEC IAPD

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