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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-12-18
  • CA RA
    APPROVED
    Since 2007-12-18

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

210 University Boulevard Ste 800, Denver, CO 80206 • United States

Ponte Vedra Beach, FL • United States

Denver, CO • United States

Breckenridge, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Palo Alto CA 12/2007 Present
  • 12/2007 → Present
    Robert W. Baird & Co.
    Palo Alto, CA
Previous Registrations
  • 2005-08-15 → 2007-12-04
    A. G. Edwards & Sons, Inc.
    Palo Alto, CA
Other Businesses

- EKSIGENT TECHNOLOGIES - NOT INVESTMENT-RELATED - 5875 ARNOLD RD., DUBLIN CA 94568 - MEDICAL TECHNOLOGY COMPANY - MEMBER OF BOARD OF DIRECTORS AND OWN ABOUT 1% OF THE COMPANY - JOINED THE BOARD OF DIRECTORS IN APRIL 2006 - DEVOTE 1 TO 2 HOURS PER MONTH - DEVOTE 0 TO 1 HOUR PER MONTH DURING TRADING HOURS - GENERAL DUTIES ASSOCIATED WITH BEING A BOARD MEMBER OF A PRIVATE COMPANY

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-12-18
  • S63 Uniform Securities Agent State Law Examination
    2008-12-18

View on SEC IAPD

Other Firms

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