Best Investors Account Sign in
Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

7000 North Mopac Expressway Suite 240, Austin, TX 78731 • United States

7551 Callaghan Rd Ste 100, San Antonio, TX 78229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors San Antonio TX 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    San Antonio, TX
Previous Registrations
  • 2004-06-30 → 2011-01-03
    Voya Financial Partners, Llc
    Austin, TX
    San Antonio, TX
    San Antonio, TX
  • 2003-02-24 → 2003-04-10
    Houston, TX
Other Businesses

NAME OF ENTITY:SHANE PFEFFER FARMS; Yes; 732 N LIVE OAK; NEWBRAUNFELS; TX; 78130; CATTLE SALES; OWNER; 7/1/1998; 10; 0; TAKING CARE OF CATTLE, FENCING AND OTHER RELATED ACTIVITIES|NAME OF ENTITY:Shane Pfeffer, LLC.; No; 732 N LIVE OAK AVE; NEW BRAUNFELS; TX; 78130; Residential Property Rental; Owner; 1/1/2015; 5; 0; Maintain property.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 7551 CALLAGHAN RD STE 100; SAN ANTONIO; TX; 78229; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/1/1998; 160; 160; SALES OF FIXED INSURANCE PRODUCTS.|NAME OF ENTITY:SHANE PFEFFER-NOTARY; No; 7551 Callaghan Rd 100; San Antonio; TX; 78229; Notary; Notary; 1/1/2018; .1; .1; Notarize documents| MAIL TRAIL VALLEY RANCH POSITION: Assistant Vice President NATURE: Review issues within the homeowner's association and refer them to the board as needed. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2026 ADDRESS: PO Box 623, Rocksprings TX 78880, United States DESCRIPTION: The officers determine the needs of the homeowner's association pertaining to the roads, water, and wildlife issues.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-04
S63 Uniform Securities Agent State Law Examination 1997-09-08
  • S66 Uniform Combined State Law Examination
    2003-03-04
  • S63 Uniform Securities Agent State Law Examination
    1997-09-08

View on SEC IAPD

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor