Best Investors Account Sign in
Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-19
  • CA RA
    APPROVED
    Since 2021-08-19

Branch Locations

425 Market Street Suite 1800, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 10/2009 03/2020
Bank Of America, N.A. San Jose CA 09/2010 03/2020
Unemployed Milpitas CA 03/2020 04/2020
New York Life Insurance Co San Francisco CA 06/2021 Present
Nylife Securities Llc San Francisco CA 07/2021 Present
Milpitas Unified School District Milpitas CA 08/2019 10/2019
Milpitas Unified School District Milipitas CA 04/2020 Present
Eagle Strategies Llc San Francisco CA 08/2021 Present
  • 10/2009 → 03/2020
    San Jose, CA
  • 09/2010 → 03/2020
    Bank Of America, N.A.
    San Jose, CA
  • 03/2020 → 04/2020
    Unemployed
    Milpitas, CA
  • 06/2021 → Present
    New York Life Insurance Co
    San Francisco, CA
  • 07/2021 → Present
    Nylife Securities Llc
    San Francisco, CA
  • 08/2019 → 10/2019
    Milpitas Unified School District
    Milpitas, CA
  • 04/2020 → Present
    Milpitas Unified School District
    Milipitas, CA
  • 08/2021 → Present
    San Francisco, CA
Previous Registrations
  • 2009-10-23 → 2020-03-09
    Sacramento, CA
    Oakland, CA
    San Jose, CA
    San Mateo, CA
    Menlo Park, CA
    San Jose, CA
    San Jose, CA
    San Francisco, CA
  • 2007-10-01 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Palo Alto, CA
    San Jose, CA
Other Businesses

[Milpitas Unified School District; Board President Trustee. The Mission of Milpitas Unified School District is to provide the skills, knowledge, and experiences that will prepare students to be successful for life. A k-12 public school district.; 1331 E. Calaveras Blvd., Milpitas, CA 95035; Start Date 05/2020; Role/Title: Board Member; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours; Set the Agenda. Attend 2 public Board meeting per month to ensure public funds are spent in accordance with the State Education Code, provide direction to staff regarding the District's mission, and engage with the residents in the district] [E-Commerce; Reselling collectables and used goods such as sports cards, kid toys, used sports equipment, etc through various ecommerce online platforms such as ebay, facebook marketplace, etc; 943 Gomes Ln, Milpitas, CA 95035; Start Date 05/2024; Role/Title: Independent Contractor; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-29
S63 Uniform Securities Agent State Law Examination 2005-10-19
  • S66 Uniform Combined State Law Examination
    2007-09-29
  • S63 Uniform Securities Agent State Law Examination
    2005-10-19
Other Names
  • Minh Ngo

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Francisco, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor