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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-08-19 |
Branch Locations
425 Market Street Suite 1800, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Jose | CA | 10/2009 | 03/2020 |
| Bank Of America, N.A. | San Jose | CA | 09/2010 | 03/2020 |
| Unemployed | Milpitas | CA | 03/2020 | 04/2020 |
| New York Life Insurance Co | San Francisco | CA | 06/2021 | Present |
| Nylife Securities Llc | San Francisco | CA | 07/2021 | Present |
| Milpitas Unified School District | Milpitas | CA | 08/2019 | 10/2019 |
| Milpitas Unified School District | Milipitas | CA | 04/2020 | Present |
| Eagle Strategies Llc | San Francisco | CA | 08/2021 | Present |
[Milpitas Unified School District; Board President Trustee. The Mission of Milpitas Unified School District is to provide the skills, knowledge, and experiences that will prepare students to be successful for life. A k-12 public school district.; 1331 E. Calaveras Blvd., Milpitas, CA 95035; Start Date 05/2020; Role/Title: Board Member; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours; Set the Agenda. Attend 2 public Board meeting per month to ensure public funds are spent in accordance with the State Education Code, provide direction to staff regarding the District's mission, and engage with the residents in the district] [E-Commerce; Reselling collectables and used goods such as sports cards, kid toys, used sports equipment, etc through various ecommerce online platforms such as ebay, facebook marketplace, etc; 943 Gomes Ln, Milpitas, CA 95035; Start Date 05/2024; Role/Title: Independent Contractor; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-19 |
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