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Lance Douglas Vegna

Northern Trust Investments, Incorporated

Chicago, IL

New York, NY

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Current Employers
Northern Trust Investments, Incorporated

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-13
  • NY RA
    APPROVED
    Since 2025-01-13

Branch Locations

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

390 Park Avenue Lever House 2Nd Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Macquarie Capital (Usa) Inc. New York NY 08/2013 03/2017
Cantor Fitzgerald & Co. New York NY 03/2017 10/2022
None New York NY 10/2022 10/2024
Northern Trust Securities, Inc. New York NY 10/2024 Present
  • 08/2013 → 03/2017
    Macquarie Capital (Usa) Inc.
    New York, NY
  • 03/2017 → 10/2022
    Cantor Fitzgerald & Co.
    New York, NY
  • 10/2022 → 10/2024
    None
    New York, NY
  • 10/2024 → Present
    Northern Trust Securities, Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-10
S63 Uniform Securities Agent State Law Examination 1994-10-05
  • S66 Uniform Combined State Law Examination
    2025-01-10
  • S63 Uniform Securities Agent State Law Examination
    1994-10-05

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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