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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-04
NJ RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2022-01-04
  • NJ RA
    APPROVED
    Since 2009-06-01

Branch Locations

Mountain Lakes, NJ • United States

150 Jfk Parkway 2Nd Floor, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Short Hills NJ 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Short Hills, NJ
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1. RENTAL PROPERTY; NY, NY; MAINTAIN APARTMENT IN GOOD CONDITION; 6 HOURS AFTER BUSINESS; .5 DURING BUSINESS; 01/2012** *618045 - Rental Property; Investment Related - Yes; New York, New York; Rental Property; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 09/2024; During Business Hours: 0; After Business Hours: 1; Owner / Landlord.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-07-21
S63 Uniform Securities Agent State Law Examination 1994-07-14
  • S65 Uniform Investment Adviser Law Examination
    1994-07-21
  • S63 Uniform Securities Agent State Law Examination
    1994-07-14
Other Names
  • Dahlia Nesher

View on SEC IAPD

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