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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-29
MN RA APPROVED 2023-06-29
  • CO RA
    APPROVED
    Since 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

Detroit Lakes, MN • United States

5655 S Yosemite Ste 300, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Financial Equity Corporation Greenwood Village CO 05/2011 04/2022
Cetera Wealth Services, Llc El Segundo CA 04/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/2011 → 04/2022
    First Financial Equity Corporation
    Greenwood Village, CO
  • 04/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2011-05-23 → 2022-04-20
    Ffec Wealth Partners Llc
    Greenwood Village, CO
    Detroit Lakes, MN
  • 2009-03-13 → 2011-05-24
    Bancwest Investment Services, Inc.
    Wheat Ridge, CO
    Broomfield, CO
    Westminster, CO
    Fort Collins, CO
    Greeley, CO
    Loveland, CO
    Fort Collins, CO
    Greeley, CO
    Fort Collins, CO
    Greenwood Village, CO
    Denver, CO
    Denver, CO
  • 2006-08-12 → 2009-03-26
    Evergreen, CO
    Littleton, CO
    Weehawken, NJ
  • 2001-09-17 → 2006-08-12
    Evergreen, CO
    Minneapolis, MN
    Evergreen, CO
Other Businesses

1. NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2022 POSITION/TITLE/RELATIONSHIP: SENIOR VICE PRESIDENT-INVESTMENTS APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-25
S63 Uniform Securities Agent State Law Examination 1994-06-10
  • S66 Uniform Combined State Law Examination
    2001-08-25
  • S63 Uniform Securities Agent State Law Examination
    1994-06-10
Other Names
  • Marty Scramstad
  • D. Martin Scramstad

View on SEC IAPD

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