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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2023-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pro Cuts Intl | San Juan | PR | 01/2012 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. PRO CUTS INTL, NOT INVESTMENT RELATED, CALLE ACUARELA #1 URB MUNOZ RIVERA, GUAYNABO, PR 00969, SALES OF BEAUTY PRODUCTS TO SALONS, START 09/01/2007, 8HRS/WK (NON-TRADING HOURS), SHAREHOLDER; 2. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 09/03/2013, 16HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE AND ANNUITIES; 3. AG FINANCIAL GROUP, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR LIFE INSURANCE AND ANNUITIES, START 07/2013, 25HRS/WK (TRADING HOURS), PRESIDENT, OVERALL ADMINISTRATIVE & SELLING ACTIVITIES 4. NAME OF OTHER BUSINESS: SANTOS GONZALES PROPERTY INVESTMENT RELATED: NO ADDRESS: SUNFLOWER MM9 BORINGUAN GARDENS, SJ PR, 00926 NATURE OF BUSINESS: PROPERTY MANAGEMENT START DATE: 01/2018 POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE DUTIES AND RENT COLLECTION
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-08 |
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