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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
TX RA APPROVED 2020-08-07
  • WI RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2020-08-07

Branch Locations

2810 South Calhoun Rd., New Berlin, WI 53151 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fox College Funding San Diego CA 09/2004 Present
Cambridge Investment Research, Inc Fairfield IA 05/2011 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 05/2011 Present
Previous Registrations
  • 2006-07-17 → 2011-05-05
    Securities America Advisors, Inc.
    Greendale, WI
    Franklin, WI
    Hales Corners, WI
    Greenfield, WI
  • 2000-06-29 → 2006-07-17
    Securities America Advisors, Inc.
    Hales Corner, WI
Other Businesses

1) GREATER MILWAUKEE COLLEGE WORKSHOP, 2810 S CALHOUN RD, NEW BERLIN, WI, 01/2020, OWNER, COLLEGE FUNDING COUNSELING EVENT, NIR, 3 HR/MO, 0 HR/MO TRADING. 2) TAMING THE HIGH COST OF COLLEGE, 2810 S CALHOUN RD, NEW BERLIN, WI, 08/2013, OWNER, NIR, 15 HR/MO, 4 HR/MO TRADING. 3) BALDRIDGE COLLEGE SOLUTIONS LLC, 2810 S CALHOUN RD, NEW BERLIN, WI, 01/2010, OWNER, COLLEGE FUNDING CONSULTANT, NIR, 60 HR/MO, 40 HR/MO TRADING. 4) BALDRIDGE WEALTH MANAGEMENT LLC, 2810 S CALHOUN RD, NEW BERLIN, WI, 01/1996, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 8 HR/MO, 4 HR/MO TRADING. 5) TAMING THE HIGH COST OF COLLEGE AND BALDRIDGE COLLEGE SOLUTIONS, 2810 S CALHOUN RD, NEW BERLIN, WI, 01/2005, OWNER/PUBLIC SPEAKER, COLLEGE PLANNING, NIR, 5 HR/MO, 0 HR/MO TRADING. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 05/2011, ADVISORY REP OF AN RIA, INV REL, 60 HR/MO, 48 HR/MO TRADING. 7) MY PRECIOUS PROPERTIES LLC, 2810 S CALHOUN RD, NEW BERLIN, WI, 08/2023, OWNER, REAL ESTATE, NIR, 5 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-10
S63 Uniform Securities Agent State Law Examination 1994-06-06
  • S65 Uniform Investment Adviser Law Examination
    1997-11-10
  • S63 Uniform Securities Agent State Law Examination
    1994-06-06
Designations

View on SEC IAPD

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